ACCELERATE

COMPLIANCE

ENHANCE

CUSTOMER EXPERIENCE

DIFFERENTIATE

YOUR BUSINESS

Today, the industry is witnessing a tectonic shift. The changes transforming wealth management and brokerage include client demographics, increased competition, stringent regulatory environment, and a potential economic slowdown. Every financial activity is now being reimagined.

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WEALTH MANAGEMENT - OPERATIONAL TRANSFORMATION - CHANGES IMPACTING STAKEHOLDERS

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Client

  • Transfer of wealth to Gen X,Y & Z
  • Demand for value in a world of information ubiquity
  • Demand for 'experience' : Intuitive, mobile first,
    personalized service, simplified processing
Operational Transformation1
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Regulation

  • Increased scrutiny by FINRA for
    trade monitoring, sales practices &
    product suitability's
  • FINCEN regulations on Ultimate Beneficial Owner
Operational Transformation1 line

Competition

  • Robo-advisors
  • Increasing number of specialized product and service through technology

THE BUSINESS CHALLENGE

 

How do enterprises maximize operational efficiency and effectiveness while accelerating the adoption of technology across an organization's value chain?

WE ARE EXPERTS IN PLATFORMS SUCH AS EAGLE, WEALTH STATION, AND MAXIT.

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We are experts in platforms such Eagle, Wealth Station, and Maxit.

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We streamline and own your back and middle-office operations.

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Our performance-driven back office is powered by Thomson Reuters BETA.

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We leverage robotics to automate asset transfers and cash flow.

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Our compliance services, such as surveillance and supervision, help you meet FINRA & FINCEN mandates.

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Our CRM solutions around Salesforce.com optimize customer experience.

ADVANCED SOLUTIONS FOR BROKERAGE & WEALTH MANAGEMENT